FINRA Broker Check: Robert A. Dennison
Disclosure Events
The Following Types Have Been Reported:
- 2 Customer Disputes
Pending Customer Disputes
Reporting Source: Firm
Employing Firm: RBC Capital Markets, LLC
Allegations: Investments in Puerto Rican bonds were unsuitable and over-concentrated, in the period of 2013-2015
Alleged Damages: $113,385.39
- Docket/Case#: 16-00101
- Date Notice: 01-08-16
Reporting Source: Firm
Employing Firm: RBC Capital Markets, LLC
Allegations: Unsuitability and overconcetration in Puerto Ricao municipal bonds and failure to disclose risks, in period 2004 through 2013
Alleged Damages: $499,000
- Docket/Case#: 15-02289
- Date Notice: 08-28-15
Our Client Testimonials
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A++++. I highly recommend Michael Cohen, Esq. (Vernon Litigation Group) if you are dealing with commercial business disputes/issues.
Mel B. -
Highly recommend Attorney Truitt and his team!
Brittany C. -
Highly recommend! I had a great experience with Vernon Litigation Group and was very pleased with their work and the outcome of my case.
Ashley T.
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