Jacob Robert Craton

FINRA Broker Check: Jacob Robert Craton

Jacob Robert Craton CRD

Disclosure Events

The Following Types Have Been Reported:

  • 1 Regulatory Event
  • 1 Customer Dispute
  • 1 Termination

Regulatory Event

Reporting Source: Regulator

Employing Firm: UBS Financial Services INC

Allegations: Findings stated that Craton deprived the firm of the opportunity to act in accordance with its system and procedures by changing the terms of an order to bypass principal review and approval


Pending Customer Disputes

Reporting Source: Firm

Employing Firm: UBS Financial Services INC

Allegations: Misrepresented stock and short option positions, and that the recommendation of those positions were inconsistent with his investment objectives, risk tolerance and financial resources

Alleged Damages: $499,000

  • Docket/Case: 16-03754
  • # Date Notice: 01-04-17

Employment Separation After Allegations

Reporting Source: Firm

Employing Firm: UBS Financial Services INC.

Allegations Alleged Damages: Mr. Craton’s employment was terminated on July 30th 2012 when management lost confidence in his ability to perform the responsibilities of his role.

  • Docket/Case: 17-00474
  • # Date Notice: 02-17-17

Our Client Testimonials

  • A++++. I highly recommend Michael Cohen, Esq. (Vernon Litigation Group) if you are dealing with commercial business disputes/issues.

    Mel B.
  • Highly recommend Attorney Truitt and his team!

    Brittany C.
  • Highly recommend! I had a great experience with Vernon Litigation Group and was very pleased with their work and the outcome of my case.

    Ashley T.
Contact Us

Schedule Your Consultation

  • Please enter your first name.
  • Please enter your last name.
  • Please enter your phone number.
    This isn't a valid phone number.
  • Please enter your email address.
    This isn't a valid email address.
  • Please make a selection.
  • Please enter a message.
  • 2024 Best Lawyers
  • Best Law Firms U.S. News 2023
  • Best of Florida Nominee
  • Super Lawyers
  • Avvo 10.0 Top Attorney Investment Fraud
  • The National Trial Lawyers Top 100 Trial Lawyers
  • Best Law Firms 2022
  • Best Lawyers
  • 2023 Martindale-Hubbell Preeminent
  • Best Lawyers Ones to Watch 2024