Andrew Oberman
FINRA Broker Check: Andrew Oberman
Disclosure Events
The Following Types Have Been Reported
- 5 Customer Dispute
Pending Customer Disputes
Reporting Source: Firm
Employing Firm: Morgan Stanley
Allegations: Alleged inter alia, unsuitability with respect to equity investments made in client’s account – 2007-2014
Alleged Damages: $300,000
- Docket/Case #: 14-03506
- Date Notice: 11-13-14
Our Client Testimonials
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"Superior service, very upfront communication, concern for our well-being seemed to be a top priority for this firm. Would highly recommend them for any legal needs."Rob K.
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"The advice they gave and the actions they took literally made the difference between our family having a home or being left temporarily homeless. We're eternally grateful for their swift actions that ended in our favor and a home for our two young children"Ginger K.
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It was only after I engage Mr. Vernon and his that I began to have hope, I cannot commend Mr. Vernon and his assistant enough. He was able to successfully recover the assets, where many had failed.
L.B., Managing Member of Cayman Island based investment firm
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