Vernon Litigation and Attorney Kristian Kraszewski filed a multi-million dollar FINRA arbitration claim earlier this month. The claim was filed against LPL Financial, LLC and Wells Fargo Clearing Services, LLC and alleges that an Illinois based registered representative was not properly supervised and, as a result, engaged in wrongdoing that caused millions of dollars in damages. According to the claim, the activity of the registered representative included inappropriate options trading, overconcentrated stock positions, and inappropriate movement of money between accounts.
