Abraham Heimann

FINRA Broker Check: Abraham Heimann

Disclosure Events

The Following Types Have Been Reported

Pending Customer Disputes
Reporting Source: Firm

Employing Firm: Oppenheimer & Co INC and Cetera Advisors LLC

Allegations: Lack of diversification fomr 10/2010- 7/2013

Alleged Damages: $1,500,000

Reporting Source: Firm

Employing Firm: Cetera Advisors LLC and Oppenheimer

Allegations: Breach of fiduciary duty, negligence, and failure to diversify the portfolio

Alleged Damages: $30,000

Reporting Source: Firm

Employing Firm: Oppenheimer and Cetera Advisors

Allegations: Breach of fiduciary duty and negligence

Alleged Damages: $2,000,000

Reporting Source: Firm

Employing Firm: Oppenheimer & Co INC and Cetera Advisors LLC

Allegations: Unsuitable investment, unauthorized trading, negligence, breach of fiduciary duty, breach of contract, and misrepresentation

Alleged Damages: $876,195

"Superior service, very upfront communication, concern for our well-being seemed to be a top priority for this firm. Would highly recommend them for any legal needs."
Rob K.
"The advice they gave and the actions they took literally made the difference between our family having a home or being left temporarily homeless. We're eternally grateful for their swift actions that ended in our favor and a home for our two young children"
Ginger K.
It was only after I engage Mr. Vernon and his that I began to have hope, I cannot commend Mr. Vernon and his assistant enough. He was able to successfully recover the assets, where many had failed.
L.B., Managing Member of Cayman Island based investment firm