Posts in April, 2015

Apr 29 Tenants-in-Common (Tics) and Rogue Brokers Seem to Go Hand in Hand

Tony Thompson, the one-time leading vendor of private real estate assets known as “tenancies in common” transactions has been ...

Apr 28 FINRA Claims Filed By Vernon Litigation Group Related to Barry Hartman Approach $1 Million

With the latest filing, FINRA claims filed thus far by Vernon Litigation Group related to Barry Hartman and FSC approaching a ...

Apr 24 Lack of Full Disclosure Means You May Be Overpaying for Your Bonds

TRANSPARENCY ISSUES AROUND MUNICIPAL SECURITIES The biggest problems with municipal securities are centered on the low level of ...

Apr 23 Rogue Broker Focused More on Dance Club Than His Clients’ Best Interests

There are certain standards and practices that most financial institutions and their representatives are required to adhere to. ...

Apr 20 Vernon Litigation Group and Kristian Kraszewski File Another Claim Against Fsc Securities

The claim is against FSC Securities Corporation for the wrongful endorsement and sale of highly risk-oriented investments to a ...

Apr 20 The SEC and Whistleblowers: The Latest

This Spring, the SEC announced that it had made a settlement in the cease and desist proceedings against the Houston-based tech ...