Posts in June, 2021

Jun 30 FINRA Annual Report Shows 44% Increase in Fines in 2020

The Financial Industry Regulatory Authority (FINRA) released its 2020 annual report late last week showing a number of intriguing ...

Jun 28 Major Mall REIT Files for Bankruptcy

After one of the toughest years for retail, a major mall owner has filed for bankruptcy. Washington Post Group (WPG), a major ...

Jun 23 How Seniors Can Protect Against Investment Fraud

You’ve built a solid financial position for years - what happens when you are faced with investment opportunities that may wreak ...

Jun 21 New York Attorney General Sues Major Gold and Silver Dealer Over Sales Practices

The New York State Attorney General’s office issued a press release last week regarding a recent lawsuit filed against Lear ...

Jun 16 Beware of Misleading EB-5 Firms

The United States is perhaps the most stable and highly sought-after economic market in the world. Many foreign investors flock to ...

Jun 11 Digital Marketing Gone Wrong: $23 Million Scheme Leads to Major Convictions

The Texas State Securities Board issued a statement finding several individuals guilty in their roles in a multimillion dollar ...