Posts in February, 2017

Feb 22 Are Fiduciaries Really Fiduciaries in the Financial Industry

Last Friday, the Wall Street Journal’s Jason Zweig wrote a timely article on the fact that many “fiduciaries” in the financial ...

Feb 15 Recent FINRA Sanctions Against Merrill Lynch May Be Just the Beginning

The Financial Industry Regulatory Authority (FINRA) recently announced a small fine against Merrill Lynch, Pierce, Fenner & Smith ...

Feb 03 Vernon Litigation Group Files New Claim Against RBC – Puerto Rican Bond

As with the approximately $1.5 million in claims previously filed, the latest claim filed by Vernon Litigation Group against RBC ...

Feb 03 11th Circuit Broadly Interprets “Loss” Under Computer Fraud & Abuse Act

On January 25, a panel of the U.S. Court of Appeals for the 11th Circuit broadly construed the meaning of “loss” under the ...