Posts in June, 2014

Jun 24 Law Firms Beat FINRA to the Punch

Vernon Litigation Group and Dovin Malkin & Ficken, LLC filed a claim against Claus Foerster, a registered broker at Raymond James ...

Jun 23 Investor Alert | Vernon Litigation Group Affinity Fraud Attorney

The SEC just issued an Investor Alert regarding what it calls Affinity Fraud . Investor Rights attorney Chris Vernon says it is ...

Jun 20 Investor Alert | SEC Takes Notice of FINRA’s Lack of Focus

SEC publicly takes notice of FINRA’s lack of focus on fixing the big problems in the securities industry. FINRA’s defense – that ...

Jun 12 Vernon Litigation Group Files Claim Against Berthel Fisher for Alleged Risky Investments

The law firm of Vernon Litigation Group, Attorneys at Law, and Dovin Malkin & Ficken, LLC, recently filed another arbitration ...

Jun 11 Harmful Results From Severe Liquidity Risks in Alternative Investments

A financial adviser sought out investors through church and faith-based relationships, resulting in portfolios filled with ...

Jun 04 Raymond James Broker Claus Foerster Barred From Securities Industry | Investor Alert

Former Raymond James broker, Claus Foerster, has been barred from the securities industry after the Financial Industry Regulatory ...