Vernon Litigation Group and Dovin Malkin & Ficken, LLC filed a claim against Claus Foerster, a registered broker at Raymond James ...
The SEC just issued an Investor Alert regarding what it calls Affinity Fraud . Investor Rights attorney Chris Vernon says it is ...
SEC publicly takes notice of FINRA’s lack of focus on fixing the big problems in the securities industry. FINRA’s defense – that ...
The law firm of Vernon Litigation Group, Attorneys at Law, and Dovin Malkin & Ficken, LLC, recently filed another arbitration ...
A financial adviser sought out investors through church and faith-based relationships, resulting in portfolios filled with ...
Former Raymond James broker, Claus Foerster, has been barred from the securities industry after the Financial Industry Regulatory ...
