Posts in May, 2013

May 28 Vernon Litigation Group and Dovin Malkin Ficken Team File Another Claim for the Improper Sale of Non-Traded Reits and Other Illiquid Investments in a $440,000 Investment Account

The law firms of Vernon Litigation Group and Dovin, Malkin & Ficken have once again filed an arbitration claim against ...

May 27 What Advisors Should Know About Collection Letters Sent by Brokerage Firms

In recent years, brokerage firms have ramped up their efforts to go after brokers and financial advisors who have received ...

May 02 Former Morgan Stanley Advisor Sues the Brokerage Firm for Attorney’s Fees After Establishing It Had No Right to Pursue Claim on Forgivable Loan

Morgan Stanley Smith Barney, LLC (“Morgan Stanley”) is now being sued in court for attorney’s fees incurred by one of its former ...