Tag: structured products

Vernon Litigation Group details Activity in V10 Structured Notes in Arbitration claim filed on behalf of $1 million investor

Feb 17, 2015 / Blog , Tags: , ,

The Vernon Litigation Group is currently pursuing FINRA arbitration claims against UBS Financial Services, Inc. (CRD #8174). The claims arise out of V10 structured note wrongdoing by UBS in connection with accounts in Naples, Florida, but which also involved issues in Utah, throughout the U. S., and London, England. In fact, news media in the U.S. and Europe are now reporting that UBS is currently being investigated by civil and […]

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Victor Bayata

Victor Bayata is a partner at Vernon Litigation Group. He focuses his practice in the areas of business and investment litigation, arbitration (including FINRA, JAMS and AAA arbitration), employment disputes involving financial advisors and other investment professionals, and securities-related matters. Mr. Bayata currently assists clients in recovering losses caused by all manner of financial fraud and negligence involving a wide variety of investment-related matters, including master limited partnerships, hedge funds, […]

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Investors harmed by the Lehman Brothers bankruptcy get mixed messages this week

The Lehman Brothers bankruptcy that shook the financial world in 2008 still has investors who lost billions in the collapse wondering when they will begin to recoup their losses. Two decisions this week – one by a judge and the other by the Lehman Estate – did little to bring clarity to the situation or hope that investors will see a significant portion of their money anytime soon, say securities attorneys at Vernon […]

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SEC Warns Investors of the Dangers of Structured Products

Almost three years after the historic bankruptcy of Lehman Brothers, the Securities and Exchange Commission shows concerns that investors continue to be unaware of the potential risks of investing in structured products. Just last month, the SEC issued a notice reminding investors to carefully review the terms, risks, fees, and other not-so-apparent disclosures before deciding whether to invest in structured products. Structured products in general continue to be marketed as safe investments […]

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