Tag: insurance

Florida Residents Be Aware of ‘AOB’ | Vernon Litigation Group

If you live in Florida, there may be an inflated probability that you have heard the term ‘Assignment of Benefits‘ or AOB. Although we see a heightened amount of cases regarding construction fraud in the event of a hurricane, we remain acutely aware that the abuse of AOB is not limited to adverse affects of mother nature, but also appears in the construction industry overall. Florida is in an insurance […]

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Our Concerns Regarding the Sale of Insurance as an Investment

May 24, 2017 / Resources , Tags: ,

We believe a recent case before the National Adjudicatory Council (NAC) is a good example of what concerns us about the sale of insurance as an investment or a surrogate for an investment. The case involves a North Carolina investment professional by the name of Cecil Ernest Nivens in Gastonia (Charlotte area), North Carolina.  Nivens was registered to sell securities through NY LIFE SECURITIES LLC (CRD#:5167) until 2014. Nivens regulatory […]

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