Tag: florida

Today we visit…1998! Throwback Thursday! | Vernon Litigation Group

In a special episode of Vernon Litigation Group’s video series, we are throwing it back to our Founding Partner, Chris Vernon’s interview with a local tv station in Naples, Florida in 1998! The show highlighted Ponzi Schemes, how to protect senior citizens, and touches on due diligence for future investment opportunities. As we gift you this vintage treasure, we are also showing you proof that we have been fighting for […]

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When Investments Go Wrong

In this installment of our ongoing weekly video series Chris Vernon speaks about, When Investments Go Wrong. When presented with a new and ‘trendy’ investment opportunity and are promised a high return, in addition to due diligence, keep into consideration on how you got to this investment opportunity in the first place. If it was recommended…were they paid for this recommendation? Find out more here:  

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SEC exec recognizes some brokers don’t even understand all the products they’re selling

Financial conflicts of interest are rampant with both big and small broker-dealers. This results in broker-dealers selling products without adequate due diligence or even reckless or fraudulent due diligence.    This often leads to financial advisors selling products without adequate or accurate information and, at times, selling products they don’t even understand.  An SEC executive seems to now agree.   According to a story in Investment News today, Julius Leiman-Carbia, associate director […]

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