Category: Other investment-related information

Vernon Litigation Group Expanding its Investigation of Oppenheimer’s Practices

Vernon Litigation Group and the law firm of Kristian Kraszewski are currently pursuing FINRA arbitration claims against Oppenheimer on behalf of multiple investors from multiple states, including Georgia and South Carolina. As a result, we are widening and expanding our investigation beyond Oppenheimer’s sales of Miller Energy, to include supervision and regulatory reporting practices, work environment and treatment of employees in comparison to it’s treatment of high producing financial advisors, […]

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Vernon Litigation Group Obtains Significant Victory

Sara F. Hall and Jeffrey S. Haut of Vernon Litigation Group obtained a significant appeals court victory for a nationally-recognized leader in the worldwide food service equipment industry this month. Vernon Litigation Group stepped into the lawsuit last year to take over for the plaintiff’s previous attorney after the defendants in the suit filed an appeal on the issue of jurisdiction pursuant to a choice-of-venue provision in the contractual agreement. […]

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Useful Tools To Help Conduct Due Diligence on Charities

As a follow up to our previous recommendation that you conduct due diligence on charities before you donate, which can be seen here, we recommend you use Charity Navigator as one of your tools to conduct this due diligence. Although you should source information from multiple sources anytime you are conducting due diligence – whether it be a charity, an investment, an investment professional or some other professional service provider […]

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New York Attorney Pleading with Florida Federal Judge

Nov 30, 2017 / News

According to Law360, a prominent New York attorney is now pleading with the Florida federal judge assigned to his case to avoid jail time for deceptively selling investments. Earlier this year, the Securities Exchange Commission sanctioned this same lawyer for securities violations. Law Degree and Licenses Don’t Make Sales More Legitimate We address this situation as a simple reminder to investors that an investment being pitched to you is not […]

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